Referral compliance for regulated firms
Meet FCA, ICAEW DPB and SRA regulatory requirements with built-in consent capture, complete audit trails, and compliance reporting features.
Meet FCA, ICAEW DPB and SRA regulatory requirements with built-in consent capture, complete audit trails, and compliance reporting. Every referral is documented with timestamps, approvals, and disclosures.
Key Benefits
- Automatic consent capture and disclosure tracking
- Complete audit trails for every referral
- FCA inducement and Consumer Duty compliance
- ICAEW DPB referral documentation
- SRA referral oversight and transparency
Built For
- FCA-regulated financial advisers
- ICAEW DPB-regulated accountants
- SRA-regulated law firms