Why use approval workflows?
To maintain oversight and ensure referrals are appropriate before they are sent.
Why use approval workflows?
Category: Approval Workflows
Approval workflows give firms confidence that referrals are appropriate and compliant before they go out. Common reasons to use them: • Oversight of junior staff referrals • Review referrals to new or high-risk partners • Commercial control over high-value referrals • Demonstrate governance to regulators