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How do I apply for a DPB licence from ICAEW?
Category: ICAEW & RQ
To apply for a DPB investment business licence from ICAEW: 1. **Check eligibility** – Your firm must be an ICAEW member firm in good standing 2. **Assess your activities** – Use the <a href="https://www.icaew.com/-/media/corporate/files/regulations/dpb-investment-business-licence/icaew-traffic-light-guide-to-investment-business-activity.ashx" target="_blank" rel="noopener noreferrer" class="text-[#0073cc] hover:underline">ICAEW Traffic Light Guide</a> to determine what licence category you need 3. **Prepare documentation** – Gather evidence of competence, compliance procedures, and professional indemnity insurance 4. **Submit application** – Complete the application through ICAEW online regulatory portal 5. **Pay fees** – Annual licensing fees apply based on your firm turnover from investment business activities 6. **Await approval** – ICAEW will review your application and may request additional information. Processing typically takes several weeks Once approved, you must maintain ongoing compliance with the DPB Handbook requirements.